Lesson 3: Types of Pest Risk Analyses

Topic 4: Commodity PRA

Trading partners constantly import and export commodities to each other’s country. The types of pests associated with a given commodity depend on the origin of the commodity. Commodity PRAs seek to determine whether a particular commodity poses risks for moving pests and, if so, whether appropriate measures can be put in place to manage these risks.

Objectives:

  • Explain what is meant by commodity PRA
  • Explain when a commodity PRA is likely to be used

Commodities and Pests

PRAs that examine the risk(s) of one or more pests entering a country via a specific imported commodity are a type of pathway PRA known as commodity PRAs, import risk analyses, or pathway-initiated PRAs. 

ISPM No. 5 defines commodity as “a type of plant, plant product, or other article being moved for trade or other purpose.” Typical commodities subject to PRA include fresh fruits and vegetables for consumption, nursery stock and plants for planting, seeds and germplasm, wood products (e.g., wood packing material, raw lumber, logs, and wood chips), and handicrafts made from plant materials (e.g., potpourri, baskets, and decorative items), as well as articles such as used vehicles or ceramic tiles.

Recall from this and earlier modules that the SPS Agreement and the IPPC encourage cooperation and information sharing between countries for the purpose of promoting safe and fair trade. What does this mean for commodity PRA? The exporting country should share information to facilitate development of the PRA by the importing country, including information on pests and mitigation measures for that commodity in the exporting country. The importing country will use this and other information and evidence to characterize the risk and identify options for risk management.

Risk Categories for Commodities

Some commodities pose greater risks than others. The IPPC developed and adopted ISPM No. 32 (Categorization of commodities according to their pest risk) to provide guidance on factors to consider when evaluating the risk posed by different commodities. The level of risk will depend on:

  • The amount of processing that the commodity is subjected to, and
  • The intended use of the commodity (e.g., consumption, planting)

Low Risk Commodities

Commodities intended for consumption, such as fresh fruits, vegetables, and many types of grains, are considered to be lower risk than commodities intended for planting. This is because the commodity’s intended use—consumption—greatly reduces (but does not entirely eliminate) the likelihood that pests, if present, can escape into the environment and find suitable host material. Processed products, such as oils, milled grain, cotton fiber, canned or processed vegetables, and wood veneer, are also considered lower risk commodities because the processing itself often eliminates or kills any pests that may be present.

High Risk Commodities

Commodities such as seeds, germplasm, and plants intended for planting are considered to be higher risk commodities. Pests that are present on these commodities have a higher likelihood of entering, establishing, and eventually spreading in a new area. This is because these commodities are imported into a country with the objective of planting them in the environment and providing them with all the necessary protections for their successful growth and survival. If these commodities bring unwanted pests with them, the pests will also be provided with a suitable environment in which to thrive.

Risk

Imported Commodities

In general, an importing country conducts a commodity PRA when it receives a market access request from a country wishing to export that commodity to them. In this instance, the scope of the commodity PRA is defined as: commodity X coming from a specific origin, country Y. For example, an importing country may conduct a PRA for a specific type of fruit (e.g., papaya, orange, mango, apple, etc.) from a specific area or exporting country (e.g., Australia, Brazil, Canada, etc.).

Some countries also use commodity PRAs to examine other types of scenarios, such as the return of humanitarian or military equipment to their country after deployment abroad. In these instances, a commodity PRA is done to ensure that the equipment does not bring quarantine pests with it.

Countries can also use this type of PRA to examine commodities in a broader sense. For example:

  1. A PRA for an entire commodity class (e.g., Citrus spp. instead of just oranges or all “stone fruit” instead of just peaches) from a specific origin
  2. A specific commodity coming from all origins (e.g., grapes from any origin)

This broader approach is more time-consuming but, being more comprehensive, might reduce the work required in future PRAs.

Commodity PRAs are most often developed to facilitate trade. In this instance, commodity PRAs serve as technical communication documents between importing and exporting countries. Because of this, it is extremely important for these documents to be transparent and consistent and present conclusions that are justified and supported by evidence. Countries like Canada, Australia, New Zealand, and the United States (CFIA, 2001; Biosecurity Australia, 2001; MAF, 2006; USDA, 2012; Burgman et al., 2010) use their own PRA guidelines to analyze risks associated with commodities. However, the approaches and processes used in the guidelines should be consistent with the requirements outlined in the IPPC pest risk analysis standards—ISPM Nos. 2 and 11.

Exported Commodities

Commodity PRAs can also facilitate exports. In this instance, the purpose of the PRA is to provide scientific and technical justification or clarification to facilitate a specific export. The exporting country is in the best position to provide accurate information on issues such as pest distribution and commodity harvest and postharvest processes in their own country. As with any PRA, the information and analysis should be technically sound, comprehensive, and defensible. Depending on the issue, the analysis may provide:

  • A general review of pests associated with a given commodity
  • Potential risk mitigation options for a commodity and its pests
  • An in-depth analysis of a specific pest problem that is hindering the export of the commodity to another country

It is important to understand that commodity PRAs for exports should not include an assessment of consequences. This is because consequences are judgments, and it is the responsibility of the importing country to determine its acceptability of the identified risk; in other words, the importing country must justify its measures. Therefore, work on PRA for exports usually requires that only portions of a PRA be provided (e.g., a pest list for the (export) commodity or an analysis of likelihood of entry) in order to facilitate and promote technical dialogue with the importing country.

In this topic, we discussed a specific type of pathway PRA—commodity PRA—and its importance in promoting safe and fair trade. Commodities are articles moving in trade that are capable of serving as pathways for pest movement. Common commodities include fruits and vegetables, plants for planting, wood, and wood handicrafts. Nonagricultural commodities can also carry pests. The types of pests associated with a given commodity depend on the origin of the commodity. The risk associated with commodities also depends on their degree of processing and their intended use. Commodity PRAs seek to determine whether a particular commodity poses risks for moving pests and, if so, whether appropriate measures can be put in place to manage these risks. Commodity import and export PRAs are technical communication documents between trading partners. Because of this, it is extremely important for these documents to be transparent and consistent and present conclusions that are justified and supported by scientific and other evidence.

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